Short service under Cao Cao
Liu Bei and his men followed Cao Cao back to the imperial capital Xu after their victory over Lü Bu at the Battle of Xiapi in 198. About a year later, Liu Bei and his followers escaped from Xu under the pretext of helping Cao Cao lead an army to attack Yuan Shu. Liu Bei went to Xu Province, killed the provincial inspector Che Zhou (車冑), and seized control of the province. He moved to Xiaopei and left Guan Yu in charge of the provincial capital Xiapi.[Sanguozhi 6][Sanguozhi others 5][Sanguozhi zhu 2]
In 200, Cao Cao led his forces to attack Liu Bei, defeated him and retook Xu Province. Liu Bei fled to northern China and found refuge under Cao Cao's rival Yuan Shao, while Guan Yu was captured by Cao Cao's forces and brought back to Xu. Cao Cao treated Guan Yu respectfully and asked Emperor Xian to appoint Guan Yu as a Lieutenant-General (偏將軍).[Sanguozhi 7][Sanguozhi others 6]
Later that year, Yuan Shao sent his general Yan Liang to lead an army to attack Cao Cao's garrison at Boma (白馬; near present-day Hua County, Henan), which was defended by Liu Yan (劉延). Cao Cao sent Zhang Liao and Guan Yu to lead the vanguard to engage the enemy. In the midst of battle, Guan Yu recognised Yan Liang's parasol so he charged towards Yan Liang, decapitated him and returned with his head. Yan Liang's men could not stop him. With Yan Liang's death, the siege on Boma was lifted. On Cao Cao's recommendation, Emperor Xian awarded Guan Yu the peerage of "Marquis[i] of Hanshou Village" (漢壽亭侯).[Sanguozhi 8]
Although Cao Cao admired Guan Yu's character, he also sensed that Guan Yu had no intention of serving under him for long. He told Zhang Liao, "Why don't you make use of your friendship with Guan Yu to find out what he wants?" When Zhang Liao asked him, Guan Yu replied, "I am aware that Lord Cao treats me very generously. However, I have also received many favours from General Liu and I have sworn to follow him until I die. I cannot break my oath. I will leave eventually, so maybe you can help me convey my message to Lord Cao." Zhang Liao did so, and Cao Cao was even more impressed with Guan Yu.[Sanguozhi 9] The Fu Zi gave a slightly different account of this incident. It recorded that Zhang Liao faced a dilemma of whether or not to convey Guan Yu's message to Cao Cao: if he did, Cao Cao might execute Guan Yu; if he did not, he would be failing in his service to Cao Cao. He sighed, "Lord Cao is my superior and he is like a father to me, while Guan Yu is like a brother to me." He eventually decided to tell Cao Cao. Cao Cao said, "A subject who serves his lord but doesn't forget his origins is truly a man of righteousness. When do you think he will leave?" Zhang Liao replied, "Guan Yu has received favours from Your Excellency. He will most probably leave after he has repaid your kindness."[Sanguozhi zhu 3]
After Guan Yu slew Yan Liang and lifted the siege on Baima, Cao Cao knew that he would leave soon so he gave Guan Yu greater rewards. Guan Yu sealed up all the gifts he received from Cao Cao, wrote a farewell letter, and headed towards Yuan Shao's territory to find Liu Bei. Cao Cao's subordinates wanted to pursue Guan Yu, but Cao Cao stopped them and said, "He's just doing his duty to his lord. There's no need to pursue him."[Sanguozhi 10]
Pei Songzhi commented on this as follows: "Cao Cao admired Guan Yu's character even though he knew that Guan Yu would not remain under him. He did not send his men to pursue Guan Yu when Guan Yu left, so as to allow Guan Yu to fulfil his allegiance (to Liu Bei). If he was not as magnanimous as a great warlord should be, how would he allow this to happen? This was an example of Cao Cao's goodness."[Sanguozhi zhu 4]
When Cao Cao and Yuan Shao clashed at the Battle of Guandu in 200, Yuan sent Liu Bei to contact Liu Pi (劉辟), a Yellow Turban rebel chief in Runan (汝南), and assist Liu Pi in attacking the imperial capital Xu while Cao Cao was away at Guandu. Guan Yu reunited with Liu Bei around this time. Liu Bei and Liu Pi were defeated by Cao Cao's general Cao Ren, after which Liu Bei returned to Yuan Shao. Liu Bei secretly planned to leave Yuan Shao, so he pretended to persuade Yuan Shao to form an alliance with Liu Biao, the Governor of Jing Province. Yuan Shao sent Liu Bei to contact another rebel leader, Gong Du (共都/龔都), in Runan, where they gathered a few thousand soldiers. Cao Cao turned back and attacked Runan after scoring a decisive victory over Yuan Shao at Guandu. Liu Bei fled south and found shelter under Liu Biao, who put him in charge of Xinye at the northern border of Jing Province. Guan Yu followed Liu Bei to Xinye.[Sanguozhi others 7][Sanguozhi 11]
Sun-Liu territorial dispute
During the mid 210s, a territorial dispute broke out between Liu Bei and Sun Quan in southern Jing Province. According to an earlier arrangement, Liu Bei "borrowed" southern Jing Province from Sun Quan to serve as a temporary base; he would have to return the territories to Sun Quan once he found another base. After Liu Bei seized control of Yi Province, Sun Quan asked him to return three commanderies but Liu Bei refused. Sun Quan then sent his general Lü Meng to lead his forces to seize the three commanderies. In response, Liu Bei ordered Guan Yu to lead troops to stop Lü Meng.[Sanguozhi others 12] Gan Ning, one of Lü Meng's subordinates, managed to deter Guan Yu from crossing the shallows near Yiyang. The shallows were thus named 'Guan Yu's Shallows' (關羽瀨).[Sanguozhi others 13] Lu Su (the overall commander of Sun Quan's forces in Jing Province) later invited Guan Yu to attend a meeting to settle the territorial dispute. Around 215, after Cao Cao seized control of Hanzhong Commandery, Liu Bei saw that as a strategic threat to his position in Yi Province so he decided to make peace with Sun Quan and agreed to divide southern Jing Province between his and Sun Quan's domains along the Xiang River. Both sides then withdrew their forces.[Sanguozhi others 14]
In 219, Liu Bei emerged victorious in the Hanzhong Campaign against Cao Cao, after which he declared himself "King of Hanzhong" (漢中王). He appointed Guan Yu as General of the Vanguard (前將軍) and bestowed upon him a ceremonial axe. In the same year, Guan Yu led his forces to attack Cao Ren at Fancheng and besiege the fortress. Cao Cao sent Yu Jin to lead reinforcements to help Cao Ren. It was in autumn and there were heavy showers so the Han River overflowed. The flood destroyed Yu Jin's seven armies. Guan Yu had prepared his navy to advance during the flood, and Yu Jin surrendered to Guan Yu while his subordinate Pang De refused and was executed by Guan Yu. Various local officials such as Administrator of Nanxiang Fu Fang and Inspector Jing Province Hu Xiu defected to Guan Yu. Angered by Cao Cao's forced labor put upon them, rebel peasants and bandits in Liang(梁), Jia(郟) and Luhun(陸渾) also submitted to Guan Yu and received official seals to work as his raiders. Guan Yu's fame spread throughout China.[Sanguozhi 15][11]
The Shu Ji recorded that before Guan Yu embarked on the Fancheng campaign, he dreamt about a boar biting his foot. He told his son Guan Ping, "I am growing weaker this year. I might not even return alive."[Sanguozhi zhu 5]
With Liu Bei gaining Hanzhong as well as the northwest commanderies of Jing: Fangling, Shangyong and Xicheng; and now after Yu Jin's defeat, Cao Cao contemplated relocating the imperial capital from Xu further north into Hebei to avoid Guan Yu, but Sima Yi and Jiang Ji told him that Sun Quan would become restless when he heard of Guan Yu's victory. They suggested to Cao Cao to ally with Sun Quan and get him to help them hinder Guan Yu's advances; in return, Cao Cao would recognise the legitimacy of Sun Quan's claim over the territories in Jiangdong. In this way, the siege on Fancheng would automatically be lifted. Cao Cao heeded their suggestion. Previously, Sun Quan had sent a messenger to meet Guan Yu and propose a marriage between his son and Guan Yu's daughter. However, Guan Yu not only rejected the proposal, but also scolded and humiliated the messenger. Sun Quan was enraged.[Sanguozhi 16]
Alternate account from the Shu Ji
The Shu Ji mentioned that Sun Quan initially wanted to keep Guan Yu alive in the hope of using Guan Yu to help him counter Liu Bei and Cao Cao. However, his followers advised him against doing so by saying, "A wolf shouldn't be kept as a pet as it'll bring harm to the keeper. Cao Cao made a mistake when he refused to kill Guan Yu and landed himself in deep trouble. He even had to consider relocating the imperial capital elsewhere. How can Guan Yu be allowed to live?" Sun Quan then ordered Guan Yu's execution.[Sanguozhi zhu 9]
Pei Songzhi disputed this account as follows:
According to (Wei Zhao's) Book of Wu, when Sun Quan sent Pan Zhang to block Guan Yu's retreat route, Guan Yu was executed after he was captured. Linju was about 200 to 300 li away from Jiangling, so how was it possible that Guan Yu was kept alive while Sun Quan and his subjects discussed whether to execute him or not? The claim that 'Sun Quan wanted to keep Guan Yu alive for the purpose of using him to counter Liu Bei and Cao Cao' does not make sense. It was probably meant to silence smart people.[Sanguozhi zhu 10]
Sun Quan sent Guan Yu's head to Cao Cao, who arranged a noble's funeral for Guan Yu and had his head properly buried with full honours.[Sanguozhi zhu 11] In October or November 260, Liu Shan granted Guan Yu the posthumous title "Marquis Zhuangmou" (壯繆侯).[Sanguozhi 20][Sanguozhi others 19] According to posthumous naming rules in the Yi Zhou Shu, "mou" was meant for a person who failed to live up to his reputation.[12]
Guan Yu dalam Percintaan Tiga Kerajaan
Salah satu gambaran yang paling kekal dalam kehidupan dan pengembaraan Guan Yu boleh didapati dalam novel Cina klasik “Romantik Tiga Kerajaan.” Ditulis oleh Luo Guanzhong pada abad ke-14, saga epik ini mengisahkan perebutan kuasa dan tipu daya era Tiga Kerajaan, menggambarkan Guan Yu sebagai wira yang lebih besar daripada kehidupan yang perbuatannya adalah legenda.
Dalam novel itu, Guan Yu digambarkan sebagai teladan kesetiaan, penghormatan, dan kebajikan mempertahankan diri, berkhidmat sebagai sekutu yang teguh dan saudara angkat kepada Liu Bei dan Zhang Fei. Sumpah persaudaraan legendanya dengan Liu Bei dan Zhang Fei di Taman Peach adalah salah satu adegan paling ikonik dalam novel itu, melambangkan ikatan persaudaraan dan komitmen mereka terhadap kebenaran.
Sepanjang novel ini, kehebatan mempertahankan diri Guan Yu dan integriti yang tidak berbelah bahagi diuji ketika dia mengharungi landskap politik khianat Tiga Kerajaan. Dari pertempuran epiknya menentang panglima perang Cao Cao hingga pertarungannya dengan saingan jeneral Lu Bu, eksploitasi Guan Yu digambarkan dengan kemegahan epik dan bakat dramatik, mengukuhkan statusnya sebagai wira dengan proporsi mitos.
Dubious account from the Dianlue
The Dianlue recorded:
When Guan Yu was besieging Fancheng, Sun Quan sent a messenger to Guan Yu to offer aid while secretly instructing the messenger to take his time to travel there. He then sent a registrar ahead to meet Guan Yu first. Guan Yu was unhappy that Sun Quan's offer came late because he had already captured Yu Jin by then. He scolded the messenger, "You raccoon dogs dare to behave like this! If I can conquer Fancheng, what makes you think I can't destroy you?" Although Sun Quan felt insulted by Guan Yu's response, he still wrote a letter to Guan Yu and pretended to apologise and offer to allow Guan Yu to pass through his territory freely.[Sanguozhi zhu 7]
Pei Songzhi commented on the Dianlue account as follows:
Although Liu Bei and Sun Quan appeared to get along harmoniously, they were actually distrustful of each other. When Sun Quan later attacked Guan Yu, he dispatched his forces secretly, as mentioned in Lü Meng's biography: '[...] elite soldiers hid in vessels disguised as civilian and merchant ships.' Based on this reasoning, even if Guan Yu did not seek help from Sun Quan, the latter would not mention anything about granting Guan Yu free passage in his territory. If they genuinely wished to help each other, why would they conceal their movements from each other?[Sanguozhi zhu 8]
By the time Guan Yu retreated from Fancheng, Sun Quan's forces had occupied Jiangling and captured the families of Guan Yu's soldiers. Lü Meng ordered his troops to treat the civilians well and ensure that they were not harmed.[j] Most of Guan Yu's soldiers lost their fighting spirit and deserted and went back to Jing Province to reunite with their families. Guan Yu knew that he had been isolated so he withdrew to Maicheng (麥城; in present-day Dangyang, Hubei) and headed west to Zhang District (漳鄉), where his remaining men deserted him and surrendered to the enemy. Sun Quan sent Zhu Ran and Pan Zhang to block Guan Yu's retreat route. Guan Yu, along with his son Guan Ping and subordinate Zhao Lei (趙累), were captured alive by Pan Zhang's deputy Ma Zhong (馬忠) in an ambush. Guan Yu and Guan Ping were later executed by Sun Quan's forces in Linju (臨沮; in present-day Nanzhang County, Hubei).[Sanguozhi 19][Sanguozhi others 17][Sanguozhi others 18]
Notable Guandi temples worldwide (outside mainland China)
In Romance of the Three Kingdoms
The 14th-century historical novel Romance of the Three Kingdoms glorifies Guan Yu by portraying him as a righteous and loyal warrior. Guan Yu is one of the most altered and aggrandised characters in the novel,[citation needed] which accounts for his popular image in Chinese society.
See the following for some fictitious stories in Romance of the Three Kingdoms involving Guan Yu:
Guan Yu appears in Chinese operas such as Huarong Trail, Red Cliffs, and other excerpts from Romance of the Three Kingdoms. His costume is a green military opera uniform with armour covering his right arm and the knees of his pants. The actor's face is painted red with a few black lines, to represent honour and courage. He also wears a long three-section black beard made of yak hair and carries the Green Dragon Crescent Blade. Traditionally, after the show ends, the actor has to wash his face, burn joss paper, light incense, and pray to Chinese deities.[citation needed]
Notable actors who have portrayed Guan Yu in film and television include:[citation needed] Lu Shuming in Romance of the Three Kingdoms (1994); Wang Yingquan in The Legend of Guan Gong (2004); Ti Lung in Three Kingdoms: Resurrection of the Dragon (2008); Ba Sen in Red Cliff (2008–2009); Yu Rongguang in Three Kingdoms (2010); Donnie Yen in The Lost Bladesman (2011); Au Sui-Wai in Three Kingdoms RPG (2012); Han Geng in Dynasty Warriors (2019).
Films which make references to Guan Yu include: Stephen Chow's comedy film From Beijing with Love (1994), which, in one scene, refers to the story of Hua Tuo performing surgery on Guan Yu's arm;[citation needed] Zhang Yimou's Riding Alone for Thousands of Miles (2005), in which the fictional story of Guan Yu slaying six generals and crossing five passes forms a major part of the narrative;[citation needed] the horror comedy film My Name Is Bruce (2007), where Guan Yu's vengeful spirit is accidentally set free by a group of teenagers and he begins to terrorise their town.[citation needed]
Guan Yu appears as a playable character in many video games based on Romance of the Three Kingdoms which are produced by Koei, including: the strategy game series of the same title as the novel; the action game series Dynasty Warriors and Warriors Orochi. Other non-Koei titles in which he also appears include: Total War: Three Kingdoms;[21] Puzzle & Dragons;[22] Sango Fighter; Destiny of an Emperor; and Atlantica Online. He is also referenced in Emperor: Rise of the Middle Kingdom, Titan Quest, and Koihime Musō.
Guan Yu is referenced in the Portal Three Kingdoms of the card game Magic: The Gathering on a playable card.[citation needed]
The hero Jiang Jun that appears in an add-on for the game For Honor, developed by Ubisoft Montreal, is heavily based on Guan Yu.[citation needed] He is introduced in the 2018 DLC Marching Fire Expansion, along with the other characters from the Chinese Wulin faction. The Jiang Jun wields Guan Yu's signature Guandao weapon and is portrayed as a wise older general.
Guan Yu is referenced in the 2020 game Hades by Supergiant Games. The final "aspect", or form, unlocked for the Eternal Spear weapon is the Aspect of Guan Yu, the Frost Fair Blade, which resembles an ornamented Guandao. The Eternal Spear is said to be the same spear wielded by Guan Yu in the future, taking this form.[23]
Guan Yu is a popular motif in collector coins series featuring Ancient warriors. The Polish Mint issued a 2oz silver coin featuring him in 2019,[24] and another one in 2021.[25]
During the course of price liberalization debates as part of China's reform and opening up, Deng Xiaoping invoked the fictitious story of Guan Yu crossing five passes and slaying six generals (as described in the novel Romance of the Three Kingdoms) as part of his rhetoric.[26] "To the Chinese audience familiar with the famous tale of Lord Guan, there could have been no doubt of Deng's determination to push ahead with radical price reforms."[27] As Deng explained in 1986 to a North Korean delegation:[27]
Only once prices have been straightened out will be able to step up reform ... Doesn't China have the tale of Lord Guan 'Slaying Six Generals to Force Through Five Passes?' We might have to pass through even more 'passes' than Lord Guan, slaying even more 'generals.' To force a pass is not at all easy and requires taking great risks.
Citations from elsewhere in the Sanguozhi
Guarding Jing Province
Between 212 and 214, Liu Bei started a campaign to seize control of Yi Province from the provincial governor Liu Zhang. Most of Liu Bei's subordinates participated in the campaign, while Guan Yu remained behind to guard and oversee Liu Bei's territories in Jing Province.[Sanguozhi 14]
Early life and career
Guan Yu was from Xie County (解縣), Hedong Commandery, which is present-day Yuncheng, Shanxi. His original courtesy name was Changsheng (長生).[Sanguozhi 1] He was very studious, and was interested in the ancient history book Zuo zhuan and could fluently recite lines from it.[Sanguozhi others 1][Sanguozhi zhu 1] He fled from his hometown for unknown reasons[h] and went to Zhuo Commandery. When the Yellow Turban Rebellion broke out in the 180s, Guan Yu and Zhang Fei joined a volunteer militia formed by Liu Bei, and they assisted a colonel Zou Jing in suppressing the revolt.[Sanguozhi 2][Sanguozhi others 2] Guan Yu and Zhang Fei were known as stalwart and strong men; which made them talented fighters.[9]
When Liu Bei was appointed as the Minister (相) of Pingyuan, Guan Yu and Zhang Fei were appointed as Majors of Separate Command (别部司马), each commanding detachments of soldiers under Liu Bei. Liu Bei cherished them as if they were his own brothers and the three of them were as close as brothers to the point of sharing the same room, sleeping on the same mat and eating from the same pot.[10] Zhang Fei and Guan Yu protected Liu Bei whenever there were large crowds of people and also stood guard beside him when he sat down at meetings all day long. They followed him on his exploits and were always ready to face any danger and hardship.[Sanguozhi 3] And for their military prowess were appraised as "enemy of ten-thousand".[Sanguozhi 4] Guan Yu was noted for his kindness towards his soldiers and fealty to Liu Bei akin to family, but had no respect for the gentry and treated them without courtesy.[Sanguozhi others 3][Sanguozhi 5][Sanguozhi others 4]
